Failing to meet HIPAA requirements for faxing could cost a company thousands of dollars in fines or more. Consequently, all businesses that handle and fax medical records must keep up with the latest HIPAA requirements for transmitting patient data securely.
Why Faxing Endures in Healthcare
Since 1996, healthcare providers have had to keep the Health Insurance Portability and Accountability Act (HIPAA) in mind when handling patient data. At the time HIPAA passed, electronic health records (EHR) were still far in the future and most medical facilities and insurers used fax machines to send and receive medical information. Faxing remains a common form of exchanging medical information with 70% of providers using this method.
Faxing offers several benefits, including remaining accepted as a secure form of data transmission as long as the sender takes precautions to protect the data and maintains HIPAA compliance. It also allows communication of sensitive information between entities that may use non-compatible EHR systems.
While traditional faxing is often secure enough to be HIPAA-compliant, healthcare providers looking to upgrade to cloud faxing may need to be more cautious about the type of service they choose and how they use it to ensure they remain HIPAA-compliant when they fax medical records. Utilizing HIPAA compliant faxing services, including proper encryption and protocols like a HIPAA-compliant fax cover sheet, can enhance security and compliance during data transfer.
HIPAA Guidelines and How to be HIPAA Compliant
HIPAA’s original guidelines and updates, such as Health Information Technology for Economic and Clinical Health (HITECH), remain broad enough to adapt well to technological updates. HITECH, passed in 2009, increased penalties for failing to maintain HIPAA compliance from $100 per violation of the privacy rule to violations up to $50,000 per violation. Additionally, HITECH required legally binding Business Associate Agreements for all third parties handling electronically protected health information (ePHI). Companies also had to allow patients to access reports covering who viewed their ePHI and under what circumstances.
Per the Health and Human Services (HHS) Department, faxing is permissible between physicians’ offices when transmitting patient medical information. But, per the HIPAA Privacy Rule, the sender must take precautions to ensure the security of the data faxed by verifying the number, using a cover sheet, and keeping the fax machine in a physically secure location. These security measures ensure the faxing method remains in line with the requirements for protecting patient information, outlined in 45 CFR 164.530(c).
To maintain HIPAA compliance with any faxes sent or received, you need to take the following three measures:
Use a cover sheet
Create an audit trail
Verify the correct recipient
Coversheets provide physical protection against someone seeing personal information from the fax. They also provide information about the fax recipient to minimize the chances of the wrong person getting the fax and its information.
Audit trails track where faxes go from a device or cloud fax service. These trails provide evidence of faxed information and that the sender used the correct fax number.
Verifying the fax number with the recipient is crucial to avoid a one-digit misdial from creating a possible problem of sending sensitive information to the wrong person. Contacting the recipient and double-checking the fax number, especially when sending a fax the first time, is a simple and effective step to take.
While the above three steps are the basic requirements, you must still do everything possible to prevent a data breach. Therefore, you will need to take steps to ensure the security of any internet-connected devices you use, even fax machines.
Security When Faxing Medical Records
Faxing medical records requires precautions to prevent unauthorized access to the information. HIPAA violations have tiers based on the degree of neglect that went into the breach. The lowest level of violation could not have been prevented even with reasonable measures to the highest level due to willful neglect. The more security measures taken to protect PHI data, the less likely violation occurs.
A Lesson from the Past on Protecting Devices from Hackers
In the past, hackers have exploited vulnerabilities in traditional fax machines to gain unauthorized access to sensitive information. One notable example is the “Faxploit” vulnerability discovered in 2018, which allowed hackers to take control of fax machines and use them as an entry point to attack the network. This incident underscores the importance of protecting devices from hackers and ensuring that they are secure and up-to-date.
To protect devices from hackers, it is essential to:
Regularly update and patch software and firmware
Use strong passwords and authentication mechanisms
Implement firewalls and intrusion detection systems
Use encryption to protect data in transit and at rest
Limit access to devices and networks to authorized personnel only
By taking these steps, healthcare providers can help protect their traditional fax machines from hackers and ensure that their faxing practices are HIPAA compliant. Regular updates and strong security measures are crucial in maintaining the integrity of protected health information (PHI) and preventing unauthorized access.
A Lesson from the Past on Protecting Devices from Hackers
One instance of potential for a violation that could occur even with reasonable security measures in place happened in 2018 with a firmware flaw in HP multifunction printers. These printers from HP had a security threat that started with incoming faxes.
A malicious individual would send a specific type of fax to the machine, which would then allow them network access to the other connected devices in the building. While the company provided firmware upgrades to close the security loophole, the incident illustrated the need to verify the security of multifunction printers when using them to fax documents. To securely use these devices, never allow them to locally store information, only connect them to a password-protected network, and keep the firmware updated.
Training for Enhancing Fax Security
Another way to ensure security is through employee training on HIPAA policies. HIPAA requires covered entities train all workers on HIPAA procedures and security. When workers who regularly fax items know about the HIPAA requirements, they will be more likely to check that their faxing procedure adheres to those. Additionally, this training can include how to use new cloud fax services, introducing those to operations or how to correctly use traditional fax machines for those new to this older technology.
Why Email Will Not Suffice for sending Medical Records
Faxing is typically more secure than email because most email providers don’t take extra security measures for the contents of their messages or attachments.Email addresses and passwords appear with high frequency on breach warning websites. The average person has a 41% chance of finding their email login information involved in a security breach. Therefore, anyone with that information can read any of their sent or received emails.
Faxing over phone lines or via a secure online cloud fax system protects the information from hackers. When faxing over the phone, hackers cannot access the information sent via telephone lines. Plus, fax machines don’t typically store information after sending the fax.
Cloud fax services should use multifactor authentication, which prevents someone who only has the user name and password from accessing the account. They also encrypt faxes from the time the fax is sent until the recipient gets it. This encryption uses specific keys to unlock the fax. Someone who does not have these keys cannot see the fax.
Consequently, for HIPAA compliance, faxing will always surpass email security. Using email to send PHI could result in a violation due to the unsecured nature of the systems used by email providers.
The Risks of Traditional Fax Machines
Security Risks of Using Traditional Fax Machines
Traditional fax machines pose several security risks that can compromise the confidentiality and integrity of protected health information (PHI). These risks include:
Unauthorized access to sensitive information: Traditional fax machines can be easily accessed by unauthorized individuals, who can then view or steal sensitive information.
Data breaches: Traditional fax machines can be vulnerable to data breaches, which can result in the unauthorized disclosure of PHI.
Lack of encryption: Traditional fax machines do not typically use encryption, meaning that data is transmitted in plain text and can be easily intercepted by hackers.
Physical security risks: Traditional fax machines can be physically accessed by unauthorized individuals, who can then steal or tamper with the device.
To mitigate these risks, healthcare providers should consider using online fax services that offer advanced security features, such as encryption, secure authentication, and access controls. These features help ensure that PHI remains protected throughout the faxing process.
Limitations of Traditional Fax Machines
In addition to security risks, traditional fax machines have several limitations that can hinder the efficiency and effectiveness of healthcare providers:
Limited scalability: Traditional fax machines can only handle a limited number of faxes at a time, which can lead to bottlenecks and delays.
Lack of flexibility: Traditional fax machines are not flexible and cannot be easily integrated with other systems or applications.
High maintenance costs: Traditional fax machines require regular maintenance and upkeep, which can be time-consuming and costly.
Limited accessibility: Traditional fax machines are not easily accessible from remote locations, making it difficult for healthcare providers to access and share information.
Online fax services, on the other hand, offer greater scalability, flexibility, and accessibility, making them a more convenient and efficient option for healthcare providers. These services can handle large volumes of faxes, integrate seamlessly with electronic health record (EHR) systems, and allow for remote access, ensuring that healthcare providers can securely send and receive PHI from anywhere.
By understanding the risks and limitations of traditional fax machines, healthcare providers can make informed decisions about their faxing practices and choose solutions that enhance security and efficiency.
How to Fax Medical Records or PHI
When faxing medical records or anything with PHI, the processes for keeping the information private to only the sender’s and recipient’s eyes are important.Correctly using a fax machine and sending the information to the correct number are both vital to avoiding HIPAA violations when transmitting this sensitive information.
How to Send an Online Fax
Specifics of sending an online fax may depend on the particular program used. However, the general process is as follows:
Log onto the online fax program via its website.
Create a cover sheet or fill out a cover sheet template.
Choose the file to fax from your computer or online drive and attach it.
Attach the coversheet you created to the fax. Often this only requires checking a box to add your coversheet.
Type in the fax number to send your fax to or choose from among your online fax system contacts list.
Verify the fax number before sending the fax.
Click send to send the fax.
Contact the recipient to ensure they received the fax correctly.
How to Use Traditional Faxing
While traditional fax machines have been around for decades, most people are not fully aware of how to use these older devices because they typically only appear in use in a few industries, such as healthcare. Therefore, making sure to do each of the following steps will ensure that anyone can send a fax securely with a phone-connected machine:
Fill out a HIPAA-compliant cover sheet and place it on the front of the stack of the fax.
Turn on the confirmation page setting for the fax machine if it is not already on.
Place the pages on the fax machine face up or face down depending on the image on the paper feed tray.
Type in the number to send the fax to.
Verify the fax number by checking the number you typed against your records or phoning the recipient.
Hit send to send the fax.
Call the recipient to verify receipt of the fax.
The Importance of a Cover Sheet When Sending a HIPPA Compliant Fax
Cover sheets are essential whether sending an online or traditional fax. These sheets serve as a means of protecting the information in the fax from someone who might accidentally see a page sitting on the fax machine. However, the cover sheet itself cannot include any PHI while also including information to indicate the confidentiality of the fax.
When creating your cover sheet for faxing sensitive information, include words on the cover sheet such as “confidential” and “important.” These words reinforce the importance of getting the fax to the intended recipient.
Next, include fax coversheet information such as your name and fax number, the recipient’s name, the subject (without being medically specific), and the total number of pages with the coversheet. You can find out more about cover sheets and get a template online here.
In summary, a HIPAA compliant fax coversheet should have the following information:
Notice of “confidential” and “important” information in the fax
Number of pages, including the cover sheet
Your name and fax number
Recipient’s name
The subject of the fax (without revealing PHI)
Even if you are not certain if the data sent requires a HIPAA-compliant coversheet, err on the side of caution and use one to avoid issues in the future.
How to Choose a Cloud Fax Provider to Send HIPAA-Compliant Faxes
If you prefer to use an online fax provider, you should not pick one at random for sending PHI. Look for the following security features in cloud fax provider:
Business Associate Agreement
Multifactor authentication login and user protections
Secure connections
File encryptions
To ensure HIPAA compliance, you will need a cloud fax service that will sign Business Associate Agreement (BAA) to ensure proper handling of all information to prevent access by unauthorized parties. This agreement is a requirement perHITECH and must be a feature of any online fax service you choose.
Secondly, you must look at the type of security the fax provider offers. Security features should only allow authorized people to send and receive faxes or readother faxes stored in the cloud. These include a variety of encryption methods and login processes to protect the online fax service and information sent with it.
Two-factor authentication, which verifies the identity of someone logging in, and automated timeouts protect data on a computer from accidental access by an unauthorized person in the office. Additionally, automatically created audit trails keep tabs on who logs in, what they do, and which documents they access.This information is vital to creating access reports upon request for patients or audit trails for HIPAA investigations.
To protect the data, sent, the cloud fax provider should only use secure HTTPS connections for its web presence and access from fax API. The cloud infrastructure must also be secure with physical security for the servers the company uses. Files need encryption at rest and in transit. Look for TLS 1.2transit encryption and AES 256-bit encryption in the cloud fax service.
By insisting on a high level of security from a cloud fax provider, the chances of HIPAA violations originating within the fax service decrease. However, even with the most secure system, it can only send faxes securely if used correctly.
Security Tips for Safer Data Transmission When Faxing
The ultimate responsibility for sending HIPAA-compliant faxes lies with the sender. Therefore, you need to use several precautions when transmitting PHI online or via traditional fax.
Coversheet
Verify security measures
Track faxes with an audit trail
Properly use the computer or machine when faxing
Use strong passwords for cloud faxes
Choose a HIPAA compliant cloud fax service
Always use a cover sheet for both telephone-based and online faxing. This cover sheet prevents someone from accidentally seeing PHI from the fax just by walking by the machine.
Confirm the fax number before sending. Check the entered number after inputting it into your traditional fax machine or online service. Doing so can minimize the chances of a HIPAA violation caused by sending the fax to another recipient.
When choosing an online service, verify the security measures of your fax provider and that of the receiver. Most medical facilities should use HIPAA-compliant fax software. If you are not certain, contact them directly to verify. If they have a traditional fax machine, ask if the machine is in a secure area, only accessible by authorized personnel. The machine should not be located in a publicly accessible area.
Track all incoming and outgoing faxes with an audit trail. Traditional machines print out receipts after each fax. Keep a record of these for HIPAA compliance. Ifyou use a cloud system, always have the audit trail creation option operating and maintaining your records for at least the past six years.
When using a computer with cloud faxing, do not do so from an unsecured or openWi-Fi network. For instance, never log into a fax service provider’s website from a coffee shop or public network. Always use a network with a secure password to enhance the security of faxes.
Never leave the computer from the time you log into a cloud fax service until you log out. While automatic time-outs offer extra security, don’t rely on this to protect information on the screen from others. For traditional fax machines, locate the machine inside a locked room that only authorized individuals have keys to.
Select a strong password for your online fax account that you do not use for any other login. Choosing a strong password is one that has at least eight characters, uses both upper and lower case letters, and includes symbols, and numbers. The specifics of the password requirements may vary depending on the fax service. Stronger, longer passwords are always better than weak, shorter codes.
Lastly, carefully choose a HIPAA-compliant online fax provider that optimizes document security. Documents should have encryption during transit to the cloud, while stored in the cloud, and on the way to the recipient.
Failing to Be Compliant
Verifying HIPAA compliance for every fax sent will prevent severe consequences of fines from mishandling PHI. Whether faxing with a traditional machine or an electronic fax machine, always make sure to follow general security guidelines of using a HIPAA coversheet, verifying the fax number, and maintaining an audit trail.
If you choose to use Documo for your HIPAA-compliant cloud fax for sending medical health records, feel free to contact our support team at any time you need help. Or, if you want to find out more about cloud faxing for sending sensitive information, talk to one of our experts to find the right faxing solution for your needs.